Effective Date: August 26, 2026
Introduction
DAMI Advisory Group, LLC (“DAMI,” “we,” “us,” or “our”) respects your privacy and is committed to protecting the personal and financial information of our clients, prospective clients, and website visitors. This Privacy Policy explains what information we collect, how we use and share it, the steps we take to safeguard it, and the choices available to you.
This Policy applies to information collected through our website located at damiadvisorygroup.com (the “Site”) and, where noted, to nonpublic personal information we obtain in the course of providing advisory services to our clients. It does not replace or substitute for any privacy notice we are required to deliver to clients under Regulation S-P or other applicable law; where the two differ as to our clients, the notice delivered directly to you as a client governs.
Information We Collect
We may collect the following categories of information:
- Information you provide directly. When you submit an inquiry through our contact form, request information, or otherwise communicate with us, we may collect your name, email address, phone number, company or affiliation, and the content of your message.
- Client and prospective client information. In connection with providing advisory services, we may collect nonpublic personal information such as financial account information, investment objectives, net worth, tax information, government-issued identification numbers, and other information necessary to provide our services, comply with our legal and regulatory obligations, and verify your identity.
- Technical and usage information. When you visit the Site, we and our service providers may automatically collect certain information about your device and browsing activity, such as IP address, browser type, referring pages, pages viewed, and the dates and times of visits, typically through cookies, log files, and similar technologies.
How We Collect Information
We collect information: (i) directly from you, such as when you complete a form on the Site or communicate with us by email or phone; (ii) automatically, through cookies and similar tracking technologies as you interact with the Site; and (iii) from third parties, such as custodians, other financial institutions, credit reporting agencies, or publicly available sources, where necessary to provide our services or comply with legal requirements.
How We Use Information
We use the information we collect to:
- Respond to inquiries and communicate with you;
- Provide, administer, and manage our advisory services;
- Verify your identity and comply with know-your-customer, anti-money-laundering, and other legal or regulatory obligations;
- Maintain, improve, and secure the Site and our systems;
- Send administrative or, where you have agreed to receive them, marketing communications; and
- Comply with applicable law, regulation, or legal process.
How We Share Information
We do not sell your nonpublic personal information. We may share information with:
- Service providers who perform functions on our behalf, such as custodians, portfolio accounting or reporting platforms, IT and hosting providers, and professional advisors, subject to confidentiality obligations;
- Affiliates, where applicable, for everyday business purposes such as processing transactions and maintaining accounts;
- Regulators, courts, and government authorities where required by law, regulation, subpoena, or legal process, or to protect our rights, property, or safety, or that of our clients; and
- A successor entity in connection with a merger, acquisition, or sale of assets, subject to standard confidentiality protections.
We do not disclose nonpublic personal information about our clients or former clients to non-affiliated third parties, except as permitted or required by law, or as otherwise described in the privacy notice provided to you directly as a client.
Cookies and Analytics
The Site may use cookies and similar technologies to operate core site functionality, remember preferences, and, where enabled, to understand how visitors use the Site through analytics tools. You can control cookies through your browser settings, including blocking or deleting them; doing so may affect certain features of the Site. If we use analytics or advertising technologies that collect information across sessions, we will take reasonable steps to disclose that use here and, where required, to obtain your consent.
Email and Marketing Communications
If you provide your email address or otherwise agree to receive communications from us, we may send you information about our firm and services. You may opt out of marketing communications at any time by using the unsubscribe mechanism included in the communication or by contacting us using the information below. Opting out of marketing communications does not affect administrative or service-related communications necessary to our relationship with you.
Data Security
We maintain administrative, technical, and physical safeguards designed to protect the confidentiality and security of the information we collect, consistent with our obligations under Regulation S-P and other applicable law. No method of transmission or storage is completely secure, and we cannot guarantee absolute security of information transmitted to us.
Data Retention
We retain personal and financial information for as long as necessary to provide our services, maintain client relationships, and comply with applicable legal, regulatory, tax, and recordkeeping requirements, after which it is securely deleted or anonymized.
Your Choices
You may: request access to, correction of, or deletion of certain personal information we hold about you, subject to our legal and regulatory recordkeeping obligations; opt out of marketing communications as described above; and decline to provide certain information, though this may limit our ability to respond to your inquiry or provide services to you. To exercise any of these choices, contact us using the information below.
Third-Party Links
The Site may contain links to third-party websites. We are not responsible for the privacy practices or content of those sites, and we encourage you to review their privacy policies before providing any information.
Children’s Privacy
The Site is not directed to individuals under the age of 18, and we do not knowingly collect personal information from children. If you believe a child has provided us with personal information, please contact us so we can address it.
Changes to This Policy
We may update this Privacy Policy from time to time to reflect changes in our practices or applicable law. The “Effective Date” above indicates when this Policy was last revised. Material changes will be reflected on this page.
Contact Us
If you have questions about this Privacy Policy or how we handle your information, please contact us at:
DAMI Advisory Group, LLC
Email: inquiries@damiadvisorygroup.com